Government and Defense Attorneys Discuss Hot-Button SEC Issues

Despite limitations imposed by the Supreme Court and shrinking budgets, the SEC’s enforcement of the FCPA remains steady. During this year’s Securities Enforcement Forum in Washington, D.C., hosted by Securities Docket, current and former SEC enforcement officials and members of the defense bar came together to share their insights on the direction of SEC enforcement, touching on topics such as the evolution of the corporate monitor policy, deepening international coordination with more frequent penalty offsets, individual enforcement trends and continuing data privacy challenges because of the GDPR. See “SEC and DOJ Officials Predict That Current FCPA Enforcement Trends Will Continue, Defense Attorneys Agree” (May 2, 2018).

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